Helane Morrison Keen on Financial Compliance in the Corporate Sector

According to me, the financial world still faces many ethical and transparency issues. This has necessitated the need for a system of checks and balances to ensure that everything runs smoothly. Hence the need for compliance officers who are strictly ethical and follow the rules to the letter. As I look at the life and work of Helane Morrison, and the successful path that she has curved out for herself in the field of compliance, I can’t help but feel a sense of pride and amazement.

Career at the SEC office in San Francisco

Following the 2007/2008 financial recession, we all noticed the rampant inequalities and questionable business practices in the financial sector. These were readily accepted as the norm and reality of the day. However, Morrison stuck to her guns and was soon handpicked from private practice in Canada to head the San Francisco office that dealt with US Securities and Exchange. Reading about Helane Morrison’s demeanor and practices at the SEC position, we see that she was dedicated to ensuring that all deals were done by the book.

Morrison has proved that she is a tough bird when it comes to ensuring compliance in every financial transaction. We witnessed that under her leadership, the SEC opened cases against some of the biggest players in the financial sector targeting executives from top companies like Google and NextCard Inc.

Hall Capital

After a successful career at the SEC, Morrison joined Hall Capital as the chief compliance office. It is important to note that Hall Capital is run by women. Morrison explains that this was the main reason why she was attracted to the firm. We notice the exceptional career balance that Morrison maintains as she juggles her duties at the firm while still engaged in other boards that equally demand her attention.

About Helane Morrison

Helane Morrison was born and raised in Brooklyn, New York. After high school, she studied journalism and graduated with a degree from Northwestern University, Illinois. She then joined Berkeley School of Law at University of California. After being admitted to the bar, Morrison secured a job at the US Court of Appeal as a clerk. Later, she worked under one of her biggest mentors and role models, Justice Harry A. Blackmun.

Today, Morrison is the chief compliance officer at Hall Capital. She also sits on several boards including Regional parks Foundation and the American Bar Association’s Hedge Fund Subcommittee. She is highly respected in the financial world as a stern compliance officer.

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